11.2 Post Growth Characterization of Nitride Films - Auger Spectroscopy

Auger Electron Spectroscopy is a convenient tool for the chemical analysis of surfaces. The Auger process is based on the fact that when an impinging electron knocks out a core electron of an atom, the atom may decay to a lower energy state by ejecting another electron to yield a doubly ionized atom. The ejected electron assumes a kinetic energy very characteristic of the atomic specie, and is equal to the difference of the singly ionized and the doubly ionized state of the atom. Only atoms close to the surface can eject Auger electrons without loss of kinetic energy. These characteristic energies are superimposed on the secondary electron energy distribution. It is therefore customary to differentiate the spectrum, so that the Auger peaks superimposed on a rather large background can be easier detected and identified. Approximate atomic concentrations on the surface can be obtained by comparing the peak to peak value to a standard or by the use of a sensitivity table. Auger is sensitive to about 0.2 atomic percent. More information about the principles and operation of an Auger electron spectroscopy system can be found in the Handbook published by Physical Electronics Industries (Ref. 46), as well as spectra of nearly all elements in the periodic table which are used to identify elements in an unknown sample.

Auger Spectroscopy was routinely employed in the analysis chamber of our vacuum system. A sample scan is shown in Figure 41, which shows besides the Ga and N peaks also C and O. Typically C and O do not show up on the surface, but in this case the gas handling line for the NH_3 was contaminated and this graph was chosen to demonstrate the effect. Auger proofed to be a valuable tool to check for contamination in our growth chamber after growth.

The ratio of the N to Ga peak after correction for sensitivity of the Auger system to the respective peaks was found to be about 0.75:1. This indicates that the terminating layer is usually Ga, although the sample was under NH_3 flux without Ga flux down to a substrate temperature of 500°C. More investigations are needed concerning this issue, which could not be performed until recently after our Auger system was serviced.

Figure 41: Auger surface scan of GaN grown on a-plane sapphire.
Note that the atomic ratio detected does not mean that this is the bulk concentration.


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